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Course Description

Discover the principles of investments and the various tools used in financial planning. Using this knowledge, you will be able to choose the appropriate investments to maximize your client's financial portfolio. Your client assessment will include tax considerations, economic factors, valuation methods, asset allocation techniques and performance evaluation.

Course Outline

  1. Securities Markets and Markets Mechanics
  2. Measuring Returns and Risk
  3. Managing Portfolios:  Theory
  4. Evaluating Portfolio Performance
  5. Market Efficiency
  6. Equities
  7. Fundamental Analysis
  8. Debt Instruments Descriptive Issues
  9. Debt Instruments Quantitative Issues
  10. Investment Companies
  11. Options and Other Derivative Securities
  12. Futures
  13. Tax Issues in Investing
  14. Managing Portfolios:  The Practice

Learner Outcomes

Upon completion, students will understand the numerous investment vehicles that can be included in a client's personal investment portfolio, including stocks, bonds, mutual funds, insurance-based investments, futures, options, foreign investments, real estate, and tangible assets. They will be able to apply these investment vehicles to portfolio construction and management.

Notes

Method of Instruction: Lecture  

Evaluation: Final Examination-There will be a final exam at the conclusion of each module.  A minimum grade of 75% must be earned on all exams that are administered as part of the program.  Students scoring 60% or higher on a final exam will be allowed one opportunity to retake the exam in an attempt to achieve a passing grade for that course module.  Students who score below 60% on a final are required to retake the module the next time it is offered.

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Section Title
CFP - Investment Planning
FIS ID
344615
Type
Online, Synchronous
Days
T, Th
Time
6:00PM to 9:00PM
Dates
Jun 17, 2025 to Jul 29, 2025
Schedule and Location
Contact Hours
39.0
Location
  • Central Campus / CPCC
Delivery Options
Course Fee(s)
Reg fee 25-50 hours non-credit $125.00
Additional Fee(s)
TECH Fee $5.00 Mandatory
Drop Request Deadline
Jun 16, 2025
Transfer Request Deadline
Jun 17, 2025
Section Notes

Investment Planning is the third class towards your Certified Financial Planner designation. Textbook is required.

To become a CFP there are seven modules you will have to complete, which will take a year to complete, CFP Board Education Requirements

  1. CFE 8001 Fundamentals of Financial Planning 
  2. CFE 8002 Insurance Planning 
  3. CFE 8003 Investment Planning 
  4. CFE 8004 Tax Planning 
  5. CFE 8005 Retirement Planning 
  6. CFE 8006 Estate Planning 
  7. CFE 8007 Financial Plan Development Course  

Wells Fargo Scholarship for Financial Services Careers the Wells Fargo Scholarship for Financial Services Careers has been established to provide scholarship assistance to deserving Central Piedmont students interested in gaining employment in the financial services industry. The endowment was created by a gift from Wells Fargo to attract and retain students in the banking and financial planning disciplines. This is a partial scholarship that would go towards your tuition and fees.

Section Materials
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